HNNA

HENNESSY ADVISORS INC
8 filings tracked
financialsasset managementSMALL ($300M-2B)

Signal Magnitude Chart

BEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBEARISH | 70% | 5/6/2026 | earnings missBEARISH | 40% | 5/6/2026 | margin compressionNEUTRAL | 60% | 5/6/2026 | debt restructureBULLISH | 70% | 5/28/2026 | debt restructureBEARISH | 40% | 5/28/2026 | capital raiseMay 26May 26HIGHLOW
bullish
bearish
neutral

Signal Timeline

bullishMay 28

Full redemption of $40.25M in notes to eliminate interest expense.

debt restructure
70%
bearishMay 28

Significant cash outflow required for debt repayment may strain liquidity.

capital raise
40%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%
bearishMay 6

Net income fell 26.1% year-over-year due to declining AUM.

earnings miss
70%
bearishMay 6

Net operating margin decreased from 37.2% to 32.1%.

margin compression
40%
neutralMay 6

Reclassification of $40M in notes to current liabilities as they approach December 2026 maturity.

debt restructure
60%

Filing History

8-KMay 28, 2026

Hennessy Advisors' announcement to redeem its outstanding notes by June 30, 2026, marks a significant transition in its capital structure. While the move eliminates future interest expenses and cleans up the balance sheet, it requires an immediate cash outlay of over $40 million. The ultimate impact depends on whether the company can absorb this liquidity hit without compromising its operational agility. Investors will be watching to see if this deleveraging leads to a more aggressive growth phase or if it leaves the firm with a depleted cash reserve in the near term.

10-QMay 6, 2026

The latest 10-Q paints a picture of a firm at a crossroads, where the primary tension lies between improving flow stability and deteriorating absolute financials. On one hand, the dramatic reduction in monthly redemption rates provides a credible path toward a recovery in AUM. On the other hand, the immediate impact of these outflows is visible in the compressed net margins and a significant drop in net income, which has fallen from $2.6 million to $1.9 million over the same period last year. Ultimately, the investment case for Hennessy Advisors now hinges on the timing of a trend reversal. The company's ability to maintain its dividend and service its 2026 debt is not currently in doubt given its cash position, but the long-term growth trajectory remains clouded by concentration risk in its top funds. Investors must weigh the ability of the 'advisor flywheel' to stem the bleed against the reality of a shrinking revenue base in an increasingly competitive, low-cost environment.